Regulatory and White-Collar Criminal Defense

We have significant experience representing clients in civil regulatory investigations commenced by the Securities & Exchange Commission, the New York Attorney General, as well as other regulatory authorities.

The lawyers of O’Brien LLP have defended individuals and businesses against a broad spectrum of white collar criminal investigations and proceedings, as well as in parallel civil proceedings.

The attorneys at O’Brien LLP have extensive experience defending corporations and their principals in private actions brought under the Federal Securities laws, including individual and class actions under Section 10(b). The firm’s attorneys have litigated federal securities claims in courts throughout the country.